FAIR Synthesis: Cultural Issues

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FAIR projects are exploring the cultural issues of developing repositories as well as the technical issues, and advocacy is an important component of most projects.  Each project has had to address how to ‘sell’ the concept of open access repositories and develop strategies for populating them. They have developed a wealth of advocacy materials that will be useful to others. This section explores some of the cultural issues being addressed and approaches being taken. The  advocacy section provides information on the actual materials developed to address these cultural issues.


Publishing practices

Publishing practices are one of the greatest barriers to populating institutional repositories with e-prints. There is pressure for academic authors to publish their research in quality peer-reviewed journals, partly due to requirements of the Research Assessment Exercise (RAE). Most journal publishers will not consider articles that have been published previously and many consider pre-prints to be prior publication.  Many publishers have restrictive copyright transfer agreements that prevent authors from archiving their articles as e-prints. The FAIR programme has done much to stimulate a debate with publishers on open access and some have changed their policies to allow archiving.

 

Advocacy has been a feature of many FAIR projects. Using events, websites, FAQs, and other materials, projects have promoted the concept of open access and encouraged authors to look closely at the copyright agreements they sign. Resources like the RoMEO directory of publisher copyright policies allow authors to check policies before they publish and encourage them to select publishers that allow archiving.

Similarly, FAIR projects have lobbied publishers to change their practices. SHERPA in particular has lobbied publishers collectively and individually with some success.  Two of the largest publishers, Elsevier and Springer, have now changed their policies and permit authors to archive the ‘author final version’ of their paper in an institutional repository.


Institutional practices

In the long term, it’s likely that there will need to be changes in institutional practice to populate repositories. This is already happening for ETDs.  The Robert Gordon University (Electronic Theses) and University of Edinburgh (Theses Alive!) have both approved policy changes to allow the submission of digital theses as well as paper ones.

In the area of e-prints, establishing links between institutional repositories and academic departments may become important.  DAEDALUS and TARDis are exploring how interfaces with the publication databases of academic departments can facilitate the import and export of data about research output. For example, academic staff will be able to use the repository to easily create publication lists for grant proposals and CVs.  The university will use the repository to extract data on research activity for the RAE.

 


Getting users to deposit

FAIR projects developing repositories have had to develop strategies for populating them. Most have held events and developed advocacy materials to explain open access and why academic authors should deposit their research materials. In the short term, practical measures may also be needed to ‘make it easy’.  DAEDALUS and TARDis are both using mediated archiving, where academics are assisted by staff to archive their e-prints.

 

The University of Edinburgh (Theses Alive!) will require print and electronic submission of PhD theses from academic year 2005-06. In the meantime, students completing PhDs are strongly encouraged to deposit an electronic copy in the Edinburgh Research Archive on a voluntary basis. As an incentive for doing this, the Library will only require one hardbound printed copy of the thesis rather than the two required previously, and will arrange to have that copy printed and bound from the electronic master in the repository.

 

DAEDALUS has also been proactive in contacting academic authors about depositing their e-prints. This has involved identifying publishers/journals that allow archiving and contacting the authors, and identifying authors who want to archive and checking the copyright position for their articles. Though the approach is unlikely to be sustainable in the long term, it’s provided the opportunity to build relationships with authors, their departments, and publishers.


Embedding resources

The Fair Enough project has undertaken studies to embed JISC collections and services within its consortium of FE institutions, both technically and culturally. A series of experiments were designed to identify the reasons that collections may be underutilised and to provide solutions to increase their use. Resources were embedded into the consortium’s existing VLE (Teknical Virtual Campus) using a number of delivery mechanisms, and Moodle for comparison. Drop in sessions provided a mechanism for practitioners to discover more about the resources available and ways to exploit the technologies available within the colleges.  Investigations confirmed that there is no definitive solution, but that a variety of delivery methods should be available to each individual. This element of choice was proven to be important but it was also found that ongoing support and reminders about the resources were necessary to ensure their use became embedded in teaching and learning across the organisation.  The studies are described on the FAIR Enough website, and outputs of interest to the community, forthcoming in 2005, will include:

  • Toolkit relating to Embedding Resources
  • Toolkit relating to Cultural Challenges
  • How to run a Drop-In Session

Sharing resources

The FAIR Enough project explored issues related to embedding JISC collections and services within a consortium of FE colleges.  An important aspect of the project was to encourage effective collaboration and sharing of finished learning resources.  Curriculum Collaboration Events were held to investigate attitudes to producing materials in cooperation with others and to sharing the results.  By providing each participant with the opportunity to create a learning object specific to their needs and to subsequently benefit from those created by others, the team was able to highlight the advantages of collaboration and of using existing resources.  These events also provided the project team with a forum to showcase some of the online resources available to participants.   The project web site describes the collaboration events and results of the associated survey on attitudes to sharing.  Future outputs to be posted on the web site in 2005 include:

  • Toolkit relating to instilling cultural change
  • How to run a curriculum collaboration event - a guide to enable other institutions to hold similar events in their own environment

FAIR Enough has demonstrated the value of collaboration and sharing, and during the timeframe of the project, the sharing of e-learning resources has become part of the national agenda.

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