HEI-SRL Record Retention Schedule (RRS20 Legal Affairs Mgt)

RRS20 Legal Affairs Management

Higher Education Institutions: Record Retention Schedule (RRS)

E  Corporate Management

20  Legal Affairs Management

20.1  Legal Affairs Management Policy Development 
20.2  Legal Affairs Management Procedures Development 
20.3  Contracts & Agreements Management 
20.4  Legal Claims Management 
20.5  Litigation Management 
20.6  Legal Interpretation & Advice Provision


20.1  Legal Affairs Management Policy Development

Reference



 

Description

 

Retention Period

 

Citation

 

Notes

 

 

Records documenting the development and establishment of the institution's policies on legal affairs and the acquisition/provision of legal services.

 

Superseded + 5 years

 

NA

 

Review for archival value

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20.2  Legal Affairs Management Procedures Development

Reference



 

Description

 

Retention Period

 

Citation

 

Notes

 

 

Records documenting the development and establishment of the institution's procedures for the conduct of legal affairs and the acquisition/provision of legal services.

 

Superseded + 5 years

 

NA

 

Review for archival value

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20.3  Contracts & Agreements Management

Reference



 

Description

 

Retention Period

 

Citation

 

Notes

 

 

Records documenting legal support for the negotiation, establishment and review of contracts and agreements between the institution and third parties : agreements and contracts under seal.

 

Termination of contract + 12 years

 

1980 c.58 

 

Review for archival value

 

 

Records documenting legal support for the negotiation, establishment and review of contracts and agreements between the institution and others : other contracts and agreements.

 

Termination of contract + 6 years

 

1980 c.58

 

 Review for archival value

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20.4  Legal Claims Management

Reference



Description

Retention Period

Citation

Notes

 

 

Records documenting the provision of legal support and representation for the institution in dealing with claims by or against the institution which do not proceed to litigation or settlement by an agreement.

 

Settlement of claim + 6 years OR Withdrawal of claim + 6 years

 

1980 c.58 

 

Review for archival value

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20.5  Litigation Management

Reference



Description

Retention Period

Citation

Notes

 

 

Records documenting litigation between the institution and third parties where legal precedents are set.

 

Life of institution

 

1980 c.58 

 

Review for archival value

 

 

Records documenting litigation between the institution and third parties which does not set legal precedents.

 

Settlement of case + 6 years

 

1980 c.58 

 

Review for archival value

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20.6  Legal Interpretation & Advice Provision

Reference



Description

Retention Period

Citation

Notes

 

 

Records documenting legal advice requested by, and provided to, the institution concerning:

- interpretation of legislation affecting the institution's legal framework, governance, responsibilities or operations

- proposals for new legislation affecting the institution's legal framework, governance, responsibilities or operations

- the institution's relationships with government bodies and HE regulators

- industrial relations issues

- health, safety and environmental issues

 

Life of institution

 

NA

 

Review for archival value

 

 

Records documenting legal advice on other matters requested by, and provided to, the institution.

 

Superseded + 5 years

 

NA

 

 

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